Bcsc - bcsc.bc.ca
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2013/67 BCSC panel finds that B.C. timeshare company and four directors illegally distributed securities 16 Aug 2013 | 12:20 am
Vancouver - A British Columbia Securities Commission panel has found that a B.C. timeshare company and four of its five directors illegally distributed securities. In a notice of hearing issued on ...
2013/66 Canadian Securities Regulators review Canada's Proxy Voting Infrastructure for shareholders [CSA] 15 Aug 2013 | 09:00 pm
Toronto - To facilitate discussions among market participants regarding the integrity and reliability of Canada's proxy voting infrastructure, the Canadian Securities Administrators (CSA) today pub...
2013/65 BCSC alleges that dealer and two directors sold securities without proper disclosure 14 Aug 2013 | 11:30 pm
Vancouver - The Executive Director of the British Columbia Securities Commission has issued aÿnotice of hearingÿalleging that a B.C. corporation and its two directors promoted the sale of a Real Es...
2013/64 Securities regulator alleges that purported Chicago-based investment firm committed fraud 14 Aug 2013 | 02:15 am
Vancouver - The Executive Director of the British Columbia Securities Commission has issued aÿnotice of hearingÿalleging that a purported Chicago-based investment firm committed fraud and traded se...
2013/63 BCSC alleges that B.C. man concealed his connection to an offshore trading account and lied to staff 13 Aug 2013 | 02:15 am
Vancouver - The Executive Director of the British Columbia Securities Commission has issued aÿnotice of hearingÿalleging that a B.C. man breached securities laws when he lied to BCSC staff about hi...
2013/62 Canadian Securities Regulators Provide Update On Transition To New National Systems Service Provider [CSA] 12 Aug 2013 | 11:10 pm
Toronto - The Canadian Securities Administrators (CSA) today provide additional information on the transition process to the new CSA National Systems service provider, CGI Information Systems and M...
2013/61 BCSC panel finds that B.C. man committed fraud 10 Aug 2013 | 01:30 am
Vancouver - A British Columbia Securities Commission panel has found that a B.C. man committed fraud, made false statements, and illegally distributed securities. The panel found that Won Sang Chen...
2013/60 BCSC panel dismisses allegations against Vancouver mining company, three directors and President and CEO 9 Aug 2013 | 06:10 am
Vancouver - A British Columbia Securities Commission panel hasÿdismissed allegationsÿthat a Vancouver mining company listed on the TSX-Venture Exchange (TSX-V) breached securities laws concerning t...
2013/59 BCSC panel upholds IIROC decision that Victoria broker contravened IIROC suitability rules 8 Aug 2013 | 11:30 pm
Vancouver - A British Columbia Securities Commission panel has upheld theÿdecisionÿof an Investment Industry Regulatory Organization of Canada (IIROC) hearing panel that Victoria broker Carolann St...
2013/58 Securities regulator alleges that former broker engaged in illegal insider trading 8 Aug 2013 | 02:30 am
Vancouver - The Executive Director of the British Columbia Securities Commission has issued aÿnotice of hearingÿalleging that a former broker engaged in illegal insider trading, abused his position...
