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SEC Facilitates Iran Sanctions Disclosure on New Form IRANNOTICE 17 Jan 2013 | 06:04 am
On August 10, 2012, President Obama signed into law the Iran Threat Reduction and Syria Human Rights Act of 2012. Section 219 of the Act amends Section 13 of the Exchange Act to add new subsection (r...
Orthopedics Co. Offers $190 Million Upfront Merger Consideration Plus Contingent Payments of up to $190 Million 28 Dec 2012 | 06:37 am
Wright Medical Group, Inc. (NASDAQ: WMGI) registered common stock and contingent value rights, or CVRs, on a Form S-4 dated December 21 (file no. 333-185601) in connection with an agreement and plan o...
New Class of Preferred Stock to be Issued as Merger Consideration 5 Dec 2012 | 05:45 am
Document Security Systems, Inc. (NYSE MKT: DSS) registered common shares and a new class of preferred stock on November 23 in connection with a proposed merger with Lexington Technology Group, Inc., a...
Submitting Confidential Draft Registration Statements Using EDGAR 11 Oct 2012 | 07:10 pm
As reported here on May 14, the SEC Division of Corporation Finance implemented a secure e-mail system to allow "emerging growth companies" as defined in the Jumpstart our Business Startups (JOBS) Act...
Form S-20 is First Registration of Standardized Options in Ten Years 5 Oct 2012 | 11:19 pm
Canadian Derivatives Clearing Corp. ("CDCC"), the issuer of every put and call option that may be purchased or sold in transactions on Bourse de Montréal Inc. (the “Bourse”), filed a Form S-20 on Octo...
SEC Adopts New Form SD for Specialized Dislosure Report 26 Aug 2012 | 10:27 pm
The SEC has approved new rules on August 22 to implement Sections 1502 and 1504 of the Dodd-Frank Act and govern disclosure about an issuer's use of conflict minerals that originate in the Democratic ...
Initial Drafts Included as Exhibits to IPO Registration Statements 24 Aug 2012 | 01:24 am
Summit Midstream Partners, LP, an "emerging growth company" as defined in the Jumpstart our Business Startups (JOBS) Act enacted on April 5, 2012, filed a public Form S-1 on August 21 for an underwrit...
Issuers Using Social Media Platform to Sell Stock Directly to Customers 7 Aug 2012 | 07:42 pm
Concurrently with a contemplated $17 million underwritten initial public offering (Form S-1, SEC file no. 333-181594), Professional Diversity Network, Inc. has registered $1 million common shares for ...
2012 Mid-Year IPO Review 14 Jul 2012 | 05:49 am
The 2012 U.S. IPO market has had some tough knocks. Having gained slight momentum early on, picking up steam on the heels of a tough second half in 2011, things were looking somewhat brighter. That w...
SEC Directs Exchanges to Adopt Listing Standards for Compensation Committees 23 Jun 2012 | 04:42 am
By Final Rule adopted June 20 and to be effective 30 days after publication in the Federal Register, the SEC has adopted new rules to implement Section 952 of the Dodd-Frank Wall Street Reform and Con...
