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SEC says Indiana Man Used Ponzi Scheme to Fund a Reality TV Show 27 Aug 2013 | 03:14 pm
Jonathan Stempel The SEC charged an Indiana man with running a $6 million Ponzi scheme that defrauded investors out of their retirement savings and used the money to invest in a bridal store, a bount...
JPMorgan Told to Pay Blavatnik $42.5 MLN Over Mortgage Losses 27 Aug 2013 | 12:49 pm
Reuters A New York state judge has ordered JPMorgan Chase & Co to pay the billionaire Leonard Blavatnik $42.5 million plus interest, finding the bank liable for breach of contract after it was accuse...
YOUR MONEY-Back-to-School Math for Parents: What's an A Worth? 27 Aug 2013 | 12:16 pm
Lou Carlozo Parents, here is an assignment for you as the kids head back to school: Are you going to pay your children to do homework and get good grades? read more
UBS Agrees to Pay $4.6 MLN in Settlement Over Sales Assistants 27 Aug 2013 | 01:03 am
Reuters UBS will pay nearly $4.6 million to settle allegations by multiple state securities regulators that unregistered sales assistants accepted clients' orders to buy and sell securities. Stock S...
How LinkedIn Groups Expand Your Network and Save You Money! 26 Aug 2013 | 11:36 pm
Last time I checked there are about 1.5 million groups on LinkedIn. They are a perfect place for advisors to get involved and find prospects. But here is the real reason I love LinkedIn Groups… read ...
First Female Member of NYSE Dies 26 Aug 2013 | 11:05 pm
The financial services industry lost a pioneer over the weekend. The first women to own a seat on the New York Stock Exchange, Muriel “Mickie” Siebert, passed away on Saturday. Advisor Intelligence ...
Cold Call: Jim Maher 26 Aug 2013 | 11:04 pm
Cold call with Jim Maher, CEO and founder of Archford Capital Strategies in Swansea, Ill., a member of the Dynasty network read more
Exchange Operators BATS and Direct Edge to Merge 26 Aug 2013 | 09:30 pm
Reuters BATS Global Markets Inc and Direct Edge Holdings said on Monday they would merge, in a deal that would create the second-largest U.S. stock exchange operator after NYSE Euronext. read more
Facilitating New Conversations in The Next Decade 26 Aug 2013 | 06:59 pm
Private family businesses face major transitions Sara Hamilton offers some suggestions for getting your family office clients to start having difficult, but necessary, conversations. read more
Charitable Gifts of Artworks Part 2 26 Aug 2013 | 06:24 pm
Conrad Teitell concludes his exhaustive guide to making gifts of artwork and includes a sample letter. Philanthropy Tax E-Letter read more
